Responding to Market Conduct Reviews – The Role of In-House Counsel and Compliance Officers

On April 11, 2018 at 11:00 a.m., LICONY presented a Webinar:  Responding to Market Conduct Reviews.

The PowerPoint made during the webinar is available here.

A webinar evaluation form is here.

Cyber Security Regulations

DFS FAQs Cyber Security

Market Conduct Profile

LICONY is pleased to present a new Webinar: “Responding to Market Conduct Reviews – The Role of In-House Counsel and Compliance Officers” on Wednesday, April 11, 2018 from 11:00 a.m. – Noon ET.

Market conduct reviews have become increasingly complex, presenting legal, financial and operational challenges. This webinar, presented by Harold N. Iselin and Eileen M. Hayes of Greenberg Traurig LLP will discuss the Department of Financial Services (DFS) review process and identify commonly‐encountered pitfalls. The webinar also will address the important role that In‐House Counsel and Compliance Officers should play during a market conduct review.


Harold N. Iselin is the Managing Shareholder of Greenberg Traurig’s Albany office and Co-Chair of the firm’s Government Law and Policy Practice. He focuses his practice on governmental affairs and health care matters, representing diverse clients before the executive branch and state legislature. Additionally, he handles complex civil litigation matters, litigating a broad range of civil cases.

Eileen M. Hayes is a Shareholder at Greenberg Traurig and focuses her practice on health care and insurance regulatory matters. She advises clients on issues related to the New York marketplace, Medicaid, and managed care and insurance regulatory matters. Prior to joining the firm, she spent 20 years with the New York State Department of Financial Services’ (DFS) Health Bureau.

You can register online today.


  • LICONY Members (without CLE): No Charge
  • LICONY Members (with CLE):      $40
  • Non-Members (without CLE):       $50
  • Non-Members (with CLE):             $75

* 1.0 CLE approval pending or applied for in NY, CT, NJ (other jurisdictions may be available upon request).

LICONY CLE Financial Aid Policy: Available if you qualify under LICONY Policy. A copy of the policy and application will be provided upon request.

Webinar Details:

  • Wednesday, April 11th

  • 11:00 a.m. - Noon ET

  • Connection details sent upon registration